It’s Been More than Three Months Since FINRA Went Back to the Drawing Board on the Expungement Rule. How Long is “Temporary”?
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By George H. Friedman, SAA Publisher & Editor-in-Chief

It’s been a while since FINRA temporarily withdrew its expungement rule change proposal. We thought it was time to check in.

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Servotronics on Certiorari Petition: “Never Mind!” But Badgerow Oral Argument is Now Set  
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By George H. Friedman, SAA Publisher & Editor-in-Chief

Just a month out from oral argument, Servotronics has notified the Court that it is dismissing its Certiorari Petition.

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Longtime Consumer Advocate Roper Joins SEC Senior Staff: Any Implications for FINRA DRS?  
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By George H. Friedman, SAA Publisher & Editor-in-Chief

Consumer advocate and mandatory arbitration critic Barbara Roper has joined the SEC’s senior staff.

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AAA Promulgates New Supplementary Procedures for Multiple Case Filings
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By George H. Friedman, SAA Publisher & Editor-in-Chief

In what we are certain is a reaction to a flurry of multiple individual arbitrations that relate to the same event,

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Massachusetts Uber Drivers Face Roadblock While Attempting to Avoid Arbitration
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By Ruben Huertero*

The Court of Appeals for the Ninth Circuit holds that Uber Technologies Inc. drivers are not engaged in interstate commerce under a nationwide standard and must arbitrate their claims.

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A Survey: When Does Functus Officio Permit an Award’s Clarification or Correction?
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By Nelson Timken*

What is Functus Officio?

The term functus officio is translated from Latin as “having performed his or her office”

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