By George H. Friedman, SAA Publisher & Editor-in-Chief
The North American Securities Administrators Association (“NASAA”) has released for public comment draft model rules to address the lingering problem of unpaid fines and arbitration awards.
By George H. Friedman, SAA Publisher & Editor-in-Chief
PIABA’s third report in over five years says the problem of unpaid FINRA awards is getting worse,
By George H. Friedman, SAA Publisher & Editor-in-Chief
A split Ninth Circuit has finally ruled on the validity of AB-51, which would restrict predispute arbitration clauses (“PDAA”) in employment relationships.
By George H. Friedman, SAA Publisher & Editor-in-Chief
FINRA Dispute Resolution Services (“DRS”) on September 17 announced an updated COVID-19 vaccination policy.
By George H. Friedman, SAA Publisher & Editor-in-Chief
It’s been a while since FINRA temporarily withdrew its expungement rule change proposal. We thought it was time to check in.
By George H. Friedman, SAA Publisher & Editor-in-Chief
Just a month out from oral argument, Servotronics has notified the Court that it is dismissing its Certiorari Petition.