News Release
Wednesday, July 31, 2019
Contact: Rick Ryder; (973) 761-5880
George Friedman;
With the statutory emphasis placed on specific procedures for SRO rulemaking — and with FINRA’s seemingly continuous flow of rule changes, amendments, and interpretations,
The securities arbitration community lost one of its mightiest pillars when Howard Berg died on October 12, 2017. Howard had wrapped up all of his outstanding cases,
Former American Arbitration Association chief Robert “Bob” Coulson passed away on September 9th at age 93.
Mr. Coulson led the AAA for many years,
By Rick Ryder, SAC
Yes, in answer to the title’s question, and the prospect for that to happen has been revived by a FINRA staff initiative,
My first reaction when a West Coast defense attorney proposed we give coverage to a recent decision in Pershing LLC v. Kiebach,