FINRA DRS Posts Stats Through 3Q: Customer and Industry Arbitration Claims Have Definitely Stabilized. Mediation Filings Are Still Up, But Continue to Slow Down
Posted by Securities Arbitration Alert Categories ADR Generally, Arbitration, FINRA Code of Arbitration, Mediation, Statistics & SurveysTags , , , on October 26, 2022

By George H. Friedman, SAA Publisher & Editor-in-Chief

FINRA Dispute Resolution Services (“DRS”) has posted case statistics through September, with recent trends persisting.

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Our Promised Elaboration on the FINRA DRS 1Q Stats
Posted by Securities Arbitration Alert Categories ADR Generally, Arbitration, Mediation, News, Statistics & SurveysTags , , , on May 4, 2022

By George H. Friedman, SAA Publisher & Editor-in-Chief

FINRA Dispute Resolution Services (“DRS”) posted case statistics through March, with the overall case filing trends – with one exception – about the same as before.

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A Few Minutes with New PIABA President Mike Edmiston
Posted by Securities Arbitration Alert Categories ADR Generally, Arbitration Awards, Broker-Dealer, News, piabaTags , , , , , on November 11, 2021

By George H. Friedman, SAA Publisher & Editor-in-Chief

We reported in SAA 2021-41 (Nov. 4) that the Public Investors Advocate Bar Association (“PIABA”) announced in an October 28 Press Release that Michael Edmiston of Jonathan W.

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Tales from the Arbitration Crypt
Posted by Securities Arbitration Alert Categories ADR Generally, Feature Article, NewsTags , on November 1, 2021

By George H. Friedman*

SAA Publisher and Editor-in-Chief & Chairman of the Board – Arbitration Resolution Services

With Halloween behind us,

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FINRA DRS Posts Stats Through 2Q: Customer Claims Are Even with 2020, While Industry Claims Continue to Plummet. And the COVID-19 Pending Cases Backlog is Really Gone
Posted by Securities Arbitration Alert Categories ADR Generally, Securities Arbitration, Statistics & SurveysTags on July 29, 2021

By George H. Friedman, SAA Publisher & Editor-in-Chief

FINRA Dispute Resolution Services (“DRS”) posted case statistics through June, with the overall case filing trends essentially unchanged from prior months.

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Back-to-the-Office: The Key ADR Institutions Update Us on their Plans
Posted by Securities Arbitration Alert Categories AAA, ADR Generally, Coronavirus, COVID-19, FINRA Code of Arbitration, Non-FINRA ADRTags , , , , , on July 7, 2021

By George H. Friedman, SAA Publisher & Editor-in-Chief

As more and more financial services firms announce their plans for returning staff to the workplace (see our coverage in SAA 2021-24 (Jun.

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