By George H. Friedman, SAA Publisher & Editor-in-Chief

FINRA Dispute Resolution Services (“DRS”) has posted case statistics through September, with recent trends persisting.

...Read More

By George H. Friedman, SAA Publisher & Editor-in-Chief

FINRA Dispute Resolution Services (“DRS”) posted case statistics through March, with the overall case filing trends – with one exception – about the same as before.

...Read More

By George H. Friedman, SAA Publisher & Editor-in-Chief

We reported in SAA 2021-41 (Nov. 4) that the Public Investors Advocate Bar Association (“PIABA”) announced in an October 28 Press Release that Michael Edmiston of Jonathan W.

...Read More

By George H. Friedman*

SAA Publisher and Editor-in-Chief & Chairman of the Board – Arbitration Resolution Services

With Halloween behind us,

...Read More

By George H. Friedman, SAA Publisher & Editor-in-Chief

FINRA Dispute Resolution Services (“DRS”) posted case statistics through June, with the overall case filing trends essentially unchanged from prior months.

...Read More

By George H. Friedman, SAA Publisher & Editor-in-Chief

As more and more financial services firms announce their plans for returning staff to the workplace (see our coverage in SAA 2021-24 (Jun.

...Read More