FINRA DRS Posts Stats Through 2Q: Customer Claims Are Even with 2020, While Industry Claims Continue to Plummet. And the COVID-19 Pending Cases Backlog is Really Gone
Posted by Securities Arbitration Alert Categories ADR Generally, Securities Arbitration, Statistics & SurveysTags on July 29, 2021

By George H. Friedman, SAA Publisher & Editor-in-Chief

FINRA Dispute Resolution Services (“DRS”) posted case statistics through June, with the overall case filing trends essentially unchanged from prior months.

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Back-to-the-Office: The Key ADR Institutions Update Us on their Plans
Posted by Securities Arbitration Alert Categories AAA, ADR Generally, Coronavirus, COVID-19, FINRA Code of Arbitration, Non-FINRA ADRTags , , , , , on July 7, 2021

By George H. Friedman, SAA Publisher & Editor-in-Chief

As more and more financial services firms announce their plans for returning staff to the workplace (see our coverage in SAA 2021-24 (Jun.

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COVID-19’s Continued Impact on ADR Providers: The Key Institutions Update Us on Plans for the Future
Posted by Securities Arbitration Alert Categories ADR Generally, Coronavirus, COVID-19, NewsTags , , , , on April 28, 2021

By George H. Friedman, SAA Publisher & Editor-in-Chief

The COVID-19 pandemic hit all Americans in many ways, and the legal and alternative dispute resolution systems were no exceptions.

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The Elections are (Finally!) Over: What’s in Store for the Arbitration and the Financial Services Worlds?
Posted by Securities Arbitration Alert Categories ADR Generally, Class Action/Collective Waivers, Feature Article, Legislation, SCOTUS, Securities ArbitrationTags , , , , , , on February 9, 2021

By George H. Friedman*

At long last the 2020 elections are behind us [bipartisan cheer], and the Democrats have taken over the White House,

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The Elections are (Finally!) Over: What’s in Store for the Arbitration and the Financial Services Worlds
Posted by Securities Arbitration Alert Categories ADR Generally, Arbitration, Coronavirus, COVID-19, Legislation, UncategorizedTags , , , , , on January 28, 2021

by George H. Friedman*

At long last the 2020 elections are behind us [bipartisan cheer], and the Democrats have taken over the White House,

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AAA Stats, 3rd Qtr. 2020: Consumer & Employment Case Info Updates
Posted by Securities Arbitration Alert Categories ADR Generally, Arbitration, Mediation, Non-FINRA ADR, Statistics & SurveysTags , , , on December 10, 2020

AAA Award Data is updated quarterly by the American Arbitration Association. This analysis of the latest update is provided by Rick Ryder, President of SAC,

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