By George H. Friedman, SAA Publisher & Editor-in-Chief
The SEC has approved FINRA’s rule change proposal to implement recommendations resulting from the outside investigation of allegations that the arbitrator selection process was rigged.
By George H. Friedman, SAA Publisher & Editor-in-Chief
ICSID recently released updated caseload stats.
Although we tend to think that most investment disputes in the U.S.
By Harry A. Jacobowitz, Esq.
A former financial advisor at Morgan Stanley Smith Barney LLC (“MSSB”) has filed a complaint in federal court with implications for the enforceability of promissory notes for MSSB loans to California-based brokers.
By George H. Friedman, SAA Publisher & Editor-in-Chief
FINRA Dispute Resolution Services (“DRS”) has posted case statistics through May, with recent trends continuing to show a very strong year in arbitration filings – especially industry cases – and a continued drop-off in mediations.
By George H. Friedman, SAA Publisher & Editor-in-Chief
It’s been a year since the publication of recommendations resulting from the outside investigation of allegations that the FINRA arbitrator selection process was rigged.
By George H. Friedman, SAA Publisher & Editor-in-Chief
A unanimous Indiana Supreme Court holds that a predispute arbitration agreement (“PDAA”) and class action waiver unilaterally added by the bank to its account agreement were not enforceable.