By George H. Friedman, SAA Publisher & Editor-in-Chief
The issue of shareholder arbitration is in the news again, this time another court decision on Johnson &
By George H. Friedman, SAA Publisher & Editor-in-Chief
We reported in SAA 2022-42 (Nov. 10) that the Public Investors Advocate Bar Association (“PIABA”) announced in an October 27 Press Release that Hugh D.
By George H. Friedman, SAA Publisher & Editor-in-Chief
FINRA Dispute Resolution Services (“DRS”) on September 17 announced an updated COVID-19 vaccination policy.
By George H. Friedman, SAA Publisher & Editor-in-Chief
As more and more financial services firms announce their plans for returning staff to the workplace (see our coverage in SAA 2021-24 (Jun.
This analysis of three large COVID-era Awards in favor of customers is provided by Harry Jacobowitz, Esq. He can be reached at harryjacobowitz@optimum.net.
By George H. Friedman, SAA Publisher & Editor-in-Chief
The arbitration underlying a suit challenging a FINRA Panel’s authority to hold a virtual hearing over a broker’s objection has been awarded.