Contracts of Adhesion and Securities Arbitration: How FINRA Attempts to Mitigate Harm to Investors
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By Christian Mercado*

Introduction

The securities industry is an example of one attempting to mitigate equity concerns surrounding arbitration agreements contained in contracts of adhesion.

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Based on a Very Limited Sampling, the Jury is Out on Judge Coney Barrett’s Arbitration Views, Although She Seems to Lean Pro-arbitration. And She Appears to Like FINRA Dispute Resolution
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By George H. Friedman, SAA Publisher and Editor-in-Chief

As expected, President Trump on September 26 nominated Judge Amy Coney Barrett of the Seventh Circuit to fill the open seat at the Supreme Court resulting from the passing of Justice Ruth Bader Ginsburg.

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A Strategic Overview of FINRA Arbitration: Three I’s of Growth – Investment Advisers, Institutional Customers, and International Investors
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A Strategic Overview of FINRA Arbitration: Three I’s of Growth

Investment Advisers, Institutional Customers, and International Investors

By Richard P.

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2016-19 Customer Award Survey in an Era of Securities Arbitration Stability
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By Harry A. Jacobowitz*

Introduction

Every so often, we take stock of how FINRA arbitration results change over time, by analyzing Award win rates and damage recoveries year-to-year.

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Seminar Highlights: NYSBA’s “A Deep Dive in Securities Arbitration and Mediation 2020”
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By Gabrielle Pollard*

Introduction

On March 6, the New York State Bar Association (“NYSBA”) hosted a full-day securities arbitration and mediation seminar titled Securities Arbitration 2020: Deep Dive.

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Securities Arbitration and the Courts: 2019 Year in Review
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By Richard P. Ryder*

Arbitration is, of course, an alternative to going to court, and for the most part it is just that —

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