By George H. Friedman, SAA Publisher & Editor-in-Chief
FINRA Dispute Resolution Services (“DRS”) posted case statistics through February with key metrics starting the year still below 2020’s numbers,
This review of the latest FINRA dispute resolution stats update is provided by Rick Ryder, President of SAC, Inc. and SAC’s ARBchek –
By George H. Friedman SAA Publisher and Editor-in-Chief*
“Strength does not come from winning. Your struggles develop your strengths. When you go through hardships and decide not to surrender,
FINRA’s Office of Dispute Resolution Services (“DRS”) has again administratively postponed all in-person arbitration and mediation hearings.
The January 5 announcement now includes hearings through April 2;
(This analysis is authored by SAA Editorial Board member Robert Pearce, a Securities Arbitration Lawyer at the Law Offices of Robert Wayne Pearce,
By George H. Friedman, SAA Publisher & Editor-in-Chief
The SEC has approved a FINRA proposal increasing certain Chairperson honoraria.
We reported in SAA 2019-48 (Dec.