FINRA’s Office of Dispute Resolution Services (“DRS”) has again administratively postponed all in-person arbitration and mediation hearings.
The January 5 announcement now includes hearings through April 2;
(This analysis is authored by SAA Editorial Board member Robert Pearce, a Securities Arbitration Lawyer at the Law Offices of Robert Wayne Pearce,
By George H. Friedman, SAA Publisher & Editor-in-Chief
The SEC has approved a FINRA proposal increasing certain Chairperson honoraria.
We reported in SAA 2019-48 (Dec.
Practising Law Institute’s (“PLI”) annual securities arbitration seminar took place via live Webcast on September 10th. Although the pandemic moved the event to a virtual-only format,
SEMINAR HIGHLIGHTS: FINRA Arbitration: A Comprehensive Guide for 2020 and Beyond. This Webinar, hosted by The Knowledge Group and staged on August 6, 2020,
A Strategic Overview of FINRA Arbitration: Three I’s of Growth
Investment Advisers, Institutional Customers, and International Investors
By Richard P.