Lots of Comments Along Party Lines on FINRA Reg Notice 18-22 on Discovery Guide Change on Insurance
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The comment period closed September 24th on Regulatory Notice 18-22, FINRA Requests Comment on Proposed Amendments to Its Discovery Guide to Require Production of Insurance Information in Arbitration,

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Securities Arbitration 2017 Seminar Offers a Bevy of Tips for FINRA Arbitration Practitioners
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The seminar, held at the Practising Law Institute in Manhattan on Wednesday, Sept. 27, from 9 a.m. to 5 p.m., included six segments,

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Should FINRA Have an Automatic Mediation Process With the Option to Opt Out?
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By Rick Ryder, SAC

Yes, in answer to the title’s question, and the prospect for that to happen has been revived by a FINRA staff initiative,

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Mediation Addressed at NYSBA Seminar
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We keep dipping back into the April 6 program sponsored by the New York State Bar Association, entitled, “Securities Arbitration & Mediation: The Courage to Simplify.”

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FINRA: Making Statistics Tell Us More About Securities Arbitration
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By Richard P. Ryder

INTRODUCTION

For many years now, the FINRA Office of Dispute Resolution has published monthly statistics about its arbitration and mediation operations.

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Highlights of City Bar’s Hot Topics Program (Part I)
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The annual half-day program on securities arbitration and mediation, sponsored by the Association of the Bar of the City of New York, took place earlier this year.

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