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FINRA-DR Chief Berry Talks to Experts
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The Securities Experts Roundtable (“SER”) held its 23rd Annual Conference and its Member Meeting in Washington, DC on August 7-8, 2015. FINRA Director of Dispute Resolution Richard “Rick” Berry accepted an invitation to speak at the Conference.

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FINRA Task Force Issues Its Interim Summary of Key Issues
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The FINRA Dispute Resolution Task Force, after a May 14-15 meeting to review reports and recommendations of its ten subcommittees, just issued an “

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“Sunlight is said to be the Best of Disinfectants”
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By George H. Friedman*

These words were uttered by Supreme Court Justice Louis Brandeis over one hundred years ago in an article titled,

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PIABA and Eight Other Groups Urge FINRA Dispute Resolution Task Force to Release Mandatory Arbitration Data
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On the eve of its second meeting, the FINRA Dispute Resolution Task Force received a joint letter from PIABA and several other consumer groups urging it to recommend the release of data about the FINRA arbitration program. 

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It’s the Arbitrators, Stupid!
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By David E. Robbins[1]

If James Carville, a campaign strategist of Bill Clinton’s 1992 presidential campaign, was on the FINRA Dispute Resolution Task Force,

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Comments/Suggestions Invited to DR Task Force Suggestion Box
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An announcement, titled “FINRA Dispute Resolution Task Force,” just appeared at www.finra.org/arbitrationandmediation, calling for input from the public (caveat: NLT 10/3/14).

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