The Securities Experts Roundtable (“SER”) held its 23rd Annual Conference and its Member Meeting in Washington, DC on August 7-8, 2015. FINRA Director of Dispute Resolution Richard “Rick” Berry accepted an invitation to speak at the Conference.
By George H. Friedman*
These words were uttered by Supreme Court Justice Louis Brandeis over one hundred years ago in an article titled,
On the eve of its second meeting, the FINRA Dispute Resolution Task Force received a joint letter from PIABA and several other consumer groups urging it to recommend the release of data about the FINRA arbitration program.