By George H. Friedman, SAA Publisher & Editor-in-Chief
Those who thought we were nearing the end of the road for FINRA’s proposed changes to the expungement process need to rethink their assumptions.
By George H. Friedman, SAA Publisher & Editor-in-Chief
A coalition of over a hundred consumer advocacy groups has written to CFPB Director Chopra,
By George H. Friedman, SAA Publisher & Editor-in-Chief
The comment period closed earlier this month on FINRA’s proposed changes to the expungement process.
By George H. Friedman, SAA Publisher & Editor-in-Chief
Just as we were putting SAA 2022-33 (Sep. 1) to bed came word that the AAA had revised its Commercial Arbitration Rules and Mediation Procedures,
By George H. Friedman, SAA Publisher & Editor-in-Chief
FINRA staff this week followed up on recent Board approval to file a new expungement rule.
By George H. Friedman, SAA Publisher & Editor-in-Chief
As authorized in March by its Board, FINRA has filed a rule change proposal to conform the Industry Code to the newly-enacted Ending Forced Arbitration of Sexual Assault and Sexual Harassment Act.