By George H. Friedman, SAA Publisher & Editor-in-Chief
The North American Securities Administrators Association (“NASAA”) has released for public comment draft model rules to address the lingering problem of unpaid fines and arbitration awards.
By George H. Friedman, SAA Publisher & Editor-in-Chief
This is less a letter from the editor and more your editor’s musings, but I wonder whether we are seeing the start of a tectonic shift on mandatory predispute arbitration agreements (“PDAA”) in the financial services field?
By George H. Friedman, SAA Publisher & Editor-in-Chief
For the second time in the past few months, SEC Chair Gensler was asked to articulate his views on mandatory securities arbitration,
By George H. Friedman, SAA Publisher & Editor-in-Chief
The recently-introduced Forced Arbitration Injustice Repeal (FAIR) Act has been published and, as we suspected,
By George H. Friedman, SAA Publisher & Editor-in-Chief
As we confidently predicted, the Democrats have reintroduced several bills to curb use of mandatory predispute arbitration agreements (“PDAA”).
By George H. Friedman*
At long last the 2020 elections are behind us [bipartisan cheer], and the Democrats have taken over the White House,