By George H. Friedman, SAA Publisher & Editor-in-Chief
A coalition of leading consumer advocacy groups has petitioned the Consumer Financial Protection Bureau (“CFPB”) to promulgate a rule allowing financial consumers the option to arbitrate after a dispute arises.
By George H. Friedman, SAA Publisher & Editor-in-Chief
The California Supreme Court has ruled unanimously that, even though a California Private Attorney General Act (“PAGA”) Plaintiff’s individual claims have been referred to arbitration,
By George H. Friedman, SAA Publisher and Editor-in-Chief*
Just ahead of a late June deadline, the SEC submitted a staff report to the Congress on investment adviser arbitration.
By George H. Friedman, SAA Publisher & Editor-in-Chief
The parties have stipulated to a Consent Order vacating a massive Award rendered against Oppenheimer by a FINRA Panel.
By George H. Friedman, SAA Publisher & Editor-in-Chief
The issue of shareholder arbitration is in the news again, this time another court decision on Johnson &
By George H. Friedman, SAA Publisher & Editor-in-Chief
By our reckoning, the SEC may be facing a looming late June deadline to report to Congress on investment adviser arbitration.
