By Harry A. Jacobowitz, Esq.*
In a timely move, the Alabama Securities Commission (“ASC”) raises serious questions about the procedure employed in a recent FINRA expungement proceeding,
By George H. Friedman, SAA Publisher & Editor-in-Chief
While the arbitration agreement in a variable annuity was enforceable because the investment was a security,
By George H. Friedman, SAA Publisher & Editor-in-Chief
In a case of first impression, the Vermont Supreme Court in a unanimous 5-0 holding – with two “reluctant” occurrences – finds that: 1) the Federal Arbitration Act (“FAA”) is to be construed broadly as to interstate commerce;
By Richard P. Ryder*
Arbitration is, of course, an alternative to going to court, and for the most part it is just that —
By Christine Lazaro, Professor of Law & Clinic Director
St. Johns Law School
This analysis was prepared by SAA Advisory Board Member Prof.
By George H. Friedman, SAA Editor-in-Chief
As reported in SAA 2019-39 (Oct. 16), California Governor Gavin Newsom within days of each other signed into law two new statutes that will impact arbitration.