Securities Arbitration and the Courts: 2019 Year in Review
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By Richard P. Ryder*

Arbitration is, of course, an alternative to going to court, and for the most part it is just that —

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Massachusetts Adopts Fiduciary Regulation
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By Christine Lazaro, Professor of Law & Clinic Director
St. Johns Law School

This analysis was prepared by SAA Advisory Board Member Prof.

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More Details on Two New California Laws Impacting Arbitration
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By George H. Friedman, SAA Editor-in-Chief

As reported in SAA 2019-39 (Oct. 16), California Governor Gavin Newsom within days of each other signed into law two new statutes that will impact arbitration.

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Well, We Are Persistent. Comment Period Ended Mid-July on NJ Fiduciary Proposal. Comments Are Not Posted Online but We’ve Pieced Together an Analysis
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By George H. Friedman, SAA Editor-in-Chief

The comment period closed July 18 on New Jersey’s proposed fiduciary rule, with somewhat predictable comments.

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Back on the Front Burner for NASAA: New Legislative Agenda Has a Heavy Emphasis on Arbitration
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NASAA in early March released its legislative agenda for the new Congress. Arbitration reform is now a key focus.

The 16-page NASAA Legislative Agenda for the 116th Congress has four core principles: 1) Putting Main Street Investors First;

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Kentucky Supreme Court Splits on Kindred Remand from SCOTUS: Clark Dispute Will Be Arbitrated; Wellner Will Not
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The Kentucky Supreme Court accepts SCOTUS’s striking its “clear statement” rule as arbitration-hostile, but a majority insists arbitration denial on alternative grounds was righteous.

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