Mini-Survey: Seniors Reach Hearing and Award Only Marginally More Quickly Than Customers as a Whole in FINRA Arbitrations
on

FINRA intends to codify its program to expedite administration of cases involving senior or seriously ill parties. As promised, we commissioned a survey on the program’s effectiveness,

...Read More

FINRA DRS Posts Stats Through October: Overall Arbitration Filings Continue to Decline, But Mediations are Going Through the Roof
on

By George H. Friedman, SAA Publisher & Editor-in-Chief

FINRA Dispute Resolution Services (“DRS”) posted case statistics through the end of October,

...Read More

FINRA DRS Posts Stats Through 2Q: Customer Claims Are Even with 2020, While Industry Claims Continue to Plummet. And the COVID-19 Pending Cases Backlog is Really Gone
on

By George H. Friedman, SAA Publisher & Editor-in-Chief

FINRA Dispute Resolution Services (“DRS”) posted case statistics through June, with the overall case filing trends essentially unchanged from prior months.

...Read More

AAA Stats, 1st Qtr. 2021: Consumer & Employment Case Information Updates
on

AAA Award Data is updated quarterly by the American Arbitration Association. This analysis of the latest update is provided by Rick Ryder, President of Securities Arbitration Commentator,

...Read More

FINRA DRS Posts Stats Through March: Customer Claims Come Roaring Back While Industry Claims Plummet  
on

By George H. Friedman, SAA Publisher & Editor-in-Chief

FINRA Dispute Resolution Services (“DRS”) posted case statistics through March with the overall case filing decline unchanged from February,

...Read More

FINRA Posts Dispute Resolution Stats Through February: A Decent Month After a Rough Start to the Year
on

By George H. Friedman, SAA Publisher & Editor-in-Chief

FINRA Dispute Resolution Services (“DRS”) posted case statistics through February with key metrics starting the year still below 2020’s numbers,

...Read More