The Securities Arbitration Alert’s publisher and Editor-in-Chief George Friedman sat down recently for a brief 20-15 minute virtual interview with Professor Amy Schmitz of the University of Missouri School of Law and the Center for Dispute Resolution.
The current state of securities industry employment arbitration, including what the Supreme Court’s Epic Systems decision may mean for the financial services sector, were the core topics discussed recently by an experienced panel of securities arbitration experts in the sixth SAC Podcast.
SAC’s fifth video Podcast, Arbitration in 2017 and Beyond: Making Arbitration Great Again, examined coming developments in the world of arbitration along with the future of financial regulation.
The key recommendations of FINRA’s Dispute Resolution Task Force (“Task Force”), and where things may be headed in reaction to those proposals, were the core topics discussed recently by an experienced panel of securities arbitration experts in the fourth SAC Podcast.
The current state of registered investment adviser (“RIA”) arbitration, and where things may be headed, were the core topics discussed recently by an experienced panel of securities arbitration experts in the third SAC podcast.
Production is complete on SAC’s second video podcast and the finished product has been launched on our YouTube channel.