DC Circuit Affirms $600 Million Award Against Venezuela
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By George H. Friedman, SAA Publisher & Editor-in-Chief

The DC Circuit holds that it was bound by full faith and credit to reject Venezuela’s challenge to a $600+ million Award rendered against it.

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Lengthy Explained Award Denies Recovery to More than 130 Customers on Claims Against Clearing Broker-Dealer
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By Harry A. Jacobowitz, Esq.

The three-member FINRA arbitration panel rejects liability against a clearing broker that facilitated trading in fraudulent securities.

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FINRA Panel Gives Lengthy Explanation of Why it Awards More Than $1 Million to Customer
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By Harry A. Jacobowitz, Esq.

The Award, Inlow v Barrows, FINRA ID No. 22-01360 (Los Angeles, CA, Oct. 30,

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PIABA Issues Updated Expungement Report
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By George H. Friedman, SAA Publisher & Editor-in-Chief

On the heels of the October 16 effective date of a number of rule amendments affecting the expungement of customer dispute information,

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A Primer on Future Expungement Procedure
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By Harry A. Jacobowitz, Esq.

October 16, 2023, the effective date of a number of rule amendments affecting the expungement of customer dispute information,

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FINRA Panel Awards Broker $2.5 Million and U5 Reformation Over Stinging Partial Dissent
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By Harry A. Jacobowitz, Esq.*

A registered representative won a big award of monetary damages against his former employer from a majority of a three-member arbitration panel,

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