Reminder: Oral Argument in Coinbase is March 21. What You Need to Know
Reminder: as reported in SAA 2023-07 (Feb. 16), the Supreme Court has set for Tuesday,
By Harry A. Jacobowitz, Esq.***
A broker’s attempt to vacate an unfavorable New York arbitration decision through forum shopping in Colorado and an effectively uncontested vacatur proceeding,
SCOTUS Again Declines to Review Case Involving FINRA Award
By George H. Friedman, SAA Publisher & Editor-in-Chief
For the second time in a few months,
By George H. Friedman, SAA Publisher & Editor-in-Chief
The comment period closed December 7 on FINRA’s proposed changes to its expungement rule filing.
By Harry A. Jacobowitz
A U.S. District Court judge, after issuing an order to compel arbitration, learned he had a conflict of interest and disqualified himself;
By George H. Friedman, SAA Publisher & Editor-in-Chief
Those who thought we were nearing the end of the road for FINRA’s proposed changes to the expungement process need to rethink their assumptions.