SEC Approves FINRA Chair Honoraria Increases
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By George H. Friedman, SAA Publisher & Editor-in-Chief

The SEC has approved a FINRA proposal increasing certain Chairperson honoraria.

We reported in SAA 2019-48 (Dec.

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First FINRA-DR Rule Proposal of 2015: Higher Cancellation Fees
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We were just wondering when and whether FINRA Dispute Resolution would continue its habit (policy?) of frequent arbitration rule changes, now that the division is under new leadership – and VOILA!

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