By George H. Friedman, SAA Publisher & Editor-in-Chief
FINRA Dispute Resolution Services (“DRS”) has posted case statistics for full-year 2022,
By George H. Friedman, SAA Publisher & Editor-in-Chief
The California statute allowing a consumer to evade an arbitration agreement if a business does not pay its share of arbitration fees does not require an affirmative finding from an arbitrator and applies to voluntary arbitration agreements.
By George H. Friedman, SAA Publisher & Editor-in-Chief
We have covered in the Alert the status of several arbitration-related bills in Congress.
By George H. Friedman, SAA Publisher & Editor-in-Chief
Reversing a recent trend, the Supreme Court has agreed to review an arbitration-related case this Term.
By George H. Friedman, SAA Publisher & Editor-in-Chief
We reported in SAA 2022-42 (Nov. 10) that the Public Investors Advocate Bar Association (“PIABA”) announced in an October 27 Press Release that Hugh D.
By Courtney Werning, Dave Neuman, Jorge Riera, and Michael Edmiston[1]
Introduction
Industry-sponsored arbitration has long been the only option for investors who have claims against their financial advisors and brokerage firms.