SCOTUS Again Declines to Review Case Involving FINRA Award
By George H. Friedman, SAA Publisher & Editor-in-Chief
For the second time in a few months,
By Harry A. Jacobowitz
A U.S. District Court judge, after issuing an order to compel arbitration, learned he had a conflict of interest and disqualified himself;
By George H. Friedman, SAA Publisher & Editor-in-Chief
Those who thought we were nearing the end of the road for FINRA’s proposed changes to the expungement process need to rethink their assumptions.
By George H. Friedman, SAA Publisher & Editor-in-Chief
We reported briefly in SAA 2022-20 (May 26) that the North American Securities Administrators Association (“NASAA”) on May 20 adopted its Unpaid Customer Arbitration Awards Model Rule.
By George H. Friedman, SAA Publisher & Editor-in-Chief
Just as we went to press came word that, based on statutory construction, the Supreme Court has decided Badgerow v.
By George H. Friedman, SAA Publisher & Editor-in-Chief
Just as we were finalizing this Alert, we learned that a Georgia Trial Court has just vacated a FINRA Award based on multiple Federal Arbitration Act (“FAA”) violations,