Class Certification Granted on TD Ameritrade’s Order Routing Policies: Klein v. TD Ameritrade
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By Jeremy Root

In assessing best execution on a systemic basis, the individual trading strategies of the brokerage firm’s customers are not relevant and the damages caused by the alleged failure to provide best execution may be,

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Zola Accuses Brokerage of Less Than Best Execution; Court Makes a Federal Case of It: Zola v. TD Ameritrade, Inc.
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By William D. Nelson

*In determining whether SLUSA applies, a court looks at the substance of the allegations, based on a fair reading of them.

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