Our lead Squib in SAA 2021-13 (Apr. 15) reported that margin debt in February grew to a record $814 billion – up dramatically from a year ago – and examined what this might portend for securities arbitration.
By George H. Friedman, SAA Publisher & Editor-in-Chief
Margin debt in February grew to $814 billion, up dramatically from a year ago.
By George H. Friedman*
At long last the 2020 elections are behind us [bipartisan cheer], and the Democrats have taken over the White House,
By George H. Friedman, SAA Publisher & Editor-in-Chief
A financial adviser who noted his continued objections to FINRA Dispute Resolution Services’ (“DRS”) jurisdiction but otherwise participated in the arbitration cannot later challenge the Award under New York’s arbitration statute.
The Securities Arbitration Alert’s publisher and Editor-in-Chief George Friedman sat down recently for a brief 20-15 minute virtual interview with Professor Amy Schmitz of the University of Missouri School of Law and the Center for Dispute Resolution.
Practising Law Institute’s (“PLI”) annual securities arbitration seminar took place via live Webcast on September 10th. Although the pandemic moved the event to a virtual-only format,