By George H. Friedman, SAA Publisher & Editor-in-Chief
By our reckoning, the SEC may be facing a looming late June deadline to report to Congress on investment adviser arbitration.
By George H. Friedman, SAA Publisher & Editor-in-Chief
President Biden on February 23 nominated Ketanji Brown Jackson to replace the retiring Supreme Court Justice Breyer,
We continue here our analysis of FINRA’s recently-published Report, FINRA Perspectives on Customer Recovery, and share news that a Bill has been introduced in the Senate to require FINRA to implement one of the Report’s proposals.
The Consumer Financial Protection Bureau’s (“CFPB”) Final Rule on arbitration, which went into effect on September 18, was retroactively nullified by Congress on October 24,
In SAA 2017-10, we reported that Congressional Democrats announced March 7 the reintroduction of six bills aimed at curtailing mandatory arbitration in consumer or employment contracts.