Distinguishing Discovery Procedures in Commercial Arbitration:  A Comparative Analysis of AAA and FINRA Rules  
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By Ksenia Matthews*

Introduction

In civil litigation, discovery is the process by which parties exchange information that is essential to the disposition of the case.

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Lots of Comments Along Party Lines on FINRA Reg Notice 18-22 on Discovery Guide Change on Insurance
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The comment period closed September 24th on Regulatory Notice 18-22, FINRA Requests Comment on Proposed Amendments to Its Discovery Guide to Require Production of Insurance Information in Arbitration,

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FINRA Issues Reg Notice Seeking Comments on Discovery Guide Change on Insurance
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FINRA has issued a Regulatory Notice seeking comments on proposed Discovery Guide changes requiring production of insurance information.

We reported in SAA 2018-19 (May 16) that FINRA’s Board of Governors approved at its May 9-10 meeting a proposal to amend the arbitration Discovery Guide.

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