By George H. Friedman*
Introduction
As our readers know, the Supreme Court just concluded a very busy Term that included an unprecedented five arbitration-centric decisions (all of which we have covered in detail).
By Nelson Timken*
What is Functus Officio?
The term functus officio is translated from Latin as “having performed his or her office”
By Ksenia Matthews*
Introduction
In civil litigation, discovery is the process by which parties exchange information that is essential to the disposition of the case.
By Ruben Huertero*
It is hornbook law that the Federal Arbitration Act (“FAA”) enforces predispute arbitration agreements involving just a hint of interstate commerce.
By James Yellen*
The FINRA dispute resolution market largely dried up as COVID-19 hit major cities starting in March 2020. While employment and broker-dealer disputes in 2020 were way up (plus 31%) and constituted almost half (47%) of all new arbitration filings,
A Strategic Overview of FINRA Arbitration: Three I’s of Growth
Investment Advisers, Institutional Customers, and International Investors
By Richard P.