Coronavirus Update (March 30)
on

FINRA: Previously announced administrative hearing postponement through May 1 has been extended to May 31…. Latest Hotline posting (https://www.finra.org/hotline) as of March 13: “Due to the COVID-19 outbreak,

...Read More

Cross-Petition for Certiorari Seeks to “Schein” More Light on Delegation … and a Coronavirus Update
on

By George H. Friedman, SAA Editor-in-Chief

The case that keeps on giving keeps on giving. With a Petition for Certiorari already having been filed by Henry Schein in late January,

...Read More

Coronavirus News on SCOTUS & Arbitration
on

We issue this “Extra” Alert with breaking news of importance to our readers concerning the Coronavirus pandemic, that we feel should not await our normal publication schedule.

...Read More

Coronavirus Update (March 15)
on

This new, temporary, section covers Coronavirus-related legislative, regulatory, legal, and scheduling developments impacting the financial and arbitration fields. We will discontinue this temporary feature when the pandemic passes – hopefully soon.

...Read More

That Didn’t Take Very Long! First “Corona Crash” Arbitrations Seem To Already Be on the Way. And a Major Industry Event Is Cancelled
on

By George H. Friedman, SAA Editor-in-Chief

The first Coronavirus-related arbitrations may be on the way, caused by a trading platform’s alleged crash as the market was bouncing back in a record way.

...Read More

What’s Past is Prologue – All Over Again. What’s Ahead for Arbitration Filings in the Wake of Recent Volatility
on

By George H. Friedman, SAA Editor-in-Chief and Richard P. Ryder, SAC Founder and President

The crashing and rebounding capital markets in the wake of the worldwide Coronavirus outbreak causes the Alert’s George H.

...Read More