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Should FINRA Have an Automatic Mediation Process With the Option to Opt Out?
Posted by Richard Ryder Categories FINRA Task Force, Mediation, Other FINRA RulemakingTags , , , , on August 4, 2017

By Rick Ryder, SAC

Yes, in answer to the title’s question, and the prospect for that to happen has been revived by a FINRA staff initiative,

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