By George H. Friedman, SAA Editor-in-Chief
On the eve of its annual meeting October 22 – 25, the Public Investors Advocate Bar Association released a study commissioned by the PIABA Foundation,
At the tail-end of June SAC brought together for a wide-ranging discussion the current and future Presidents of PIABA — Christine Lazaro and Samuel B.
We continue here our analysis of FINRA’s recently-published Report, FINRA Perspectives on Customer Recovery, and share news that a Bill has been introduced in the Senate to require FINRA to implement one of the Report’s proposals.
The annual meeting of the Public Investors Arbitration Bar Association took place between Oct. 18 and 21 in San Diego. Following that event, on October 29,
Just as we went to press, we learned that several financial industry groups have sued the Department of Labor in an effort to block implementation of its new fiduciary standard rule.
On the same day, February 25, the Public Investors Arbitration Bar Association issued a Report and a News Release and held a press conference to publicize the problem of unpaid arbitration Awards.