AAA Stats, 3rd Qtr. 2020: Consumer & Employment Case Info Updates
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AAA Award Data is updated quarterly by the American Arbitration Association. This analysis of the latest update is provided by Rick Ryder, President of SAC,

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FINRA DRS Posts Stats Thru October: Some Reversions to Mean and Some Theories Validated
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By George H. Friedman, SAA Publisher & Editor-in-Chief

FINRA Dispute Resolution Services (“DRS”) posted case statistics through October, with most numbers returning to near-normal during this abnormal year.

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FINRA DRS Posts Stats Thru Third Quarter: Still No “COVID Crash” Surge in Customer Arbitration Claims, But Industry New Case Filings have for the First Time (We Think) Eclipsed Customer Claims
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By George H. Friedman, SAA Publisher & Editor-in-Chief

FINRA Dispute Resolution Services (“DRS”) posted case statistics through September, with some surprising trends.

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Seminar Highlights: “FINRA Arbitration: A Comprehensive Guide for 2020 and Beyond”
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SEMINAR HIGHLIGHTS: FINRA Arbitration: A Comprehensive Guide for 2020 and Beyond. This Webinar, hosted by The Knowledge Group and staged on August 6, 2020,

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FINRA DRS Stats at the Half-Way Mark: A Tale of Two Caseloads
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FINRA Dispute Resolution Services (“FINRA-DRS” or “DRS”) posted cumulative caseload statistics through June. While there’s still no surge in Customer cases, Industry filings are way up.

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2016-19 Customer Award Survey in an Era of Securities Arbitration Stability
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By Harry A. Jacobowitz*

Introduction

Every so often, we take stock of how FINRA arbitration results change over time, by analyzing Award win rates and damage recoveries year-to-year.

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