Boilerplate Denials by Clients Fails to Get Broker Off the Hook in Raiding Case: E*TRADE Financial Corp. v. Pospisil
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By James L. Komie

In a raiding case, boilerplate unsworn statements submitted by clients of a defendant broker stating that the defendant did not “solicit” during undocumented calls,

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Memory Maven, Moving on to New Meal Ticket, Miffs Ex-Employer With Calls to Clients: Fidelity Brokerage Services LLC v. Rocine
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By Paul J. Dubow

*A broker takes confidential information even if he does not take written material but instead uses his memory.

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