This video-podcast hosted by the Securities Arbitration Commentator focuses on employment disputes between brokers and their employing brokerage firms. We will be primarily discussing two 2018 developments that could have major impacts on how employment disputes are resolved.
This video-podcast hosted by the Securities Arbitration Commentator concerns the future developments in the world of arbitration along with the future of financial regulation.
This video-podcast hosted by the Securities Arbitration Commentator concerns the recent recommendations of the FINRA Dispute Resolution Task Force. The 13-member Task Force, was formed July 2014 to focus on suggesting “strategies to enhance the transparency,
This video-podcast hosted by the Securities Arbitration Commentator discusses how the ranks of the investment advisory community have grown rapidly over the past decade,
This is video-podcast for Securities Arbitration Commentator discusses the future of FINRA Mediation with industry thought leaders.
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This is a video-podcast for Securities Arbitration Commentator. The Blog posting can be viewed here: First-ever SAC Podcast Ponders “What if the SEC Bans Predispute Arbitration Agreements?