This video-podcast hosted by the Securities Arbitration Commentator concerns the recent recommendations of the FINRA Dispute Resolution Task Force. The 13-member Task Force, was formed July 2014 to focus on suggesting “strategies to enhance the transparency, impartiality, and efficiency of FINRA’s securities dispute resolution forum for all participants.” It issued an Interim Report in June 2015, and its Final Report in December 2015. Those recommendations are now under consideration by FINRA’s National Arbitration & Mediation Committee (NAMC) and its Board of Governors and initial actions have already begun to issue.
Our panel discusses the key Task Force recommendations and where things may be headed in reaction to those proposals. What are the core Task Force recommendations and how will they be evaluated an implemented? What led the members of the Task Force to these choices? How will implementation of the recommendations improve the process? What factors are pushing expeditious implementation?
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